Moore & Van Allen Law Firm, Attorneys
Practice Areas
  • B.S., University of Kentucky, 2006, summa cum laude
  • J.D., Duke University School of Law, 2009
  • New York, 2010
  • North Carolina, 2018
  • District of Columbia, 2013 (resigned)
100 North Tryon Street
Suite 4700
Charlotte, NC 28202-4003

Zachary J. King

News & Events

Zachary King practices in the area of financial services, with a focus on all manner of derivatives regulation and transactions.  Mr. King has represented dealers, brokers, exchanges, asset managers, and end-users on several issues related to the Commodity Exchange Act and CFTC Regulations.  Mr. King’s broad experience in the derivatives space includes in-house representation, as well as time with the CFTC and the Washington, DC offices of WilmerHale.

Highlights of Mr. King’s experience include:

  • Registration of swap execution facility and creation of related policies and procedures
  • Negotiation of derivatives trading platform agreements
  • Registration of swap dealer, multiple introducing brokers and multiple commodity trading advisors/commodity pool operators, and creation of related policies and procedures
  • Advise end-users such as airlines and energy companies regarding potential litigation and enforcement actions in connection with position limits, market manipulation and trade practice violations
  • Create document retention policies and procedures for CFTC registrants
  • Advise clients on thresholds for swap dealer and major swap participant registration