Moore & Van Allen Law Firm, Attorneys
Practice Areas
  • A.B., Stanford University, 1994
  • J.D., New York University School of Law, 1998
  • New York, 1999
  • *Licensed in New York. Practicing in North Carolina pursuant to Rule 5.5(e) of North Carolina Rules of Professional Conduct.*
100 North Tryon Street
Suite 4700
Charlotte, NC 28202-4003

John S. Han

Counsel
Overview
News & Events

John Han focuses his practice on regulatory advice, counseling and defense for broker-dealers and investment advisers. Immediately prior to joining the firm, John served as in-house counsel at LPL Financial, a registered investment adviser and one of the largest broker-dealers in the country. Prior to that, he spent a decade as an enforcement attorney at the Financial Industry Regulatory Authority. John began his career as a criminal prosecutor at the New York County District Attorney’s Office.

*Licensed in New York. Practicing in North Carolina pursuant to Rule 5.5(e) of the North Carolina Rules of Professional Conduct.