Neil Bloomfield, Kate Wellman, and Emily Clayton of Moore & Van Allen’s (MVA) Financial Regulatory Advice & Response team co-authored the Law360 article, “NC Banking Brief: Regulatory and Market Update.”
The article provides an overview of recent legal and regulatory developments impacting the North Carolina banking industry, highlighting key trends and compliance considerations for financial institutions operating in the region.
To read the full article, click here.
MemberNeil regularly represents clients with responses to inquiries by Federal (e.g. CFTC, OCC, FRB, SEC, IRS, DOJ, and various U.S. Attorney's offices and Congressional Commissioners), State (e.g. the North Carolina Attorney General ...
MemberKate manages large-scale regulatory compliance projects for financial institutions and has trusted experience guiding her clients through their most pressing regulatory issues. This experience includes matters related to the ...
AssociateEmily’s experience spans a broad range of corporate and regulatory matters. She regularly conducts preemption analyses under the National Bank Act, NSMIA, and other federal and state financial laws. Her work includes preparing ...
About MVA White Collar Defense, Investigations, and Regulatory Advice Blog
As government authorities around the world conduct overlapping investigations and bring parallel proceedings in evolving regulatory environments, companies and individuals face challenging regulatory and criminal enforcement dynamics. We provide in-depth analysis and up-to-date information to help our clients navigate these fast-moving areas.
The latest from MVA White Collar Defense, Investigations, and Regulatory Advice Blog
- MVA Attorneys Co-Author Law360 Article on North Carolina Banking Updates
- OCC Bulletins and Proposed Rules Provide Relief for Community Banks and Preview Potentially Broader Changes
- Jenny Sugar and Tanisha Palvia co-author Bloomberg Law Article on False Claims Act and Immigration Enforcement
- FinCEN Formally Proposes a 2 Year Delayed Effectiveness of Bank Secrecy Act Compliance Obligations for Certain Investment Advisers