Insights

Moore & Van Allen (MVA) attorneys Drew Newman and Jonathan Prytherch’s article titled, “Riding the regulatory enforcement train: FINRA issues reminder on supervisory liability for chief compliance officers” was published by Westlaw Today on May 18. The article discusses regulatory enforcement of supervisory liability for chief compliance officers in the context of the Financial Industry Regulatory Authority's Rule 3110.

Moore & Van Allen (MVA) Co-head of White Collar, Regulatory Defense & Investigations Member Valecia McDowell and Litigation Associate Elena Mitchell’s article titled, “Racial Equity Audits: The New ESG Frontier” was published by Bloomberg Law on April 26.

Moore & Van Allen (MVA) Co-head of Financial Regulatory Advice & Response Neil Bloomfield and Litigation Associate Kate Wellman’s article titled, “President’s working group report calls for stablecoin regulation” was published by Thomson Reuters on December 2.

Moore & Van Allen (MVA) Employment & Labor Associate Taylor Festa explores the complexities of vaccine mandates in the Lawyer Monthly article titled, “How Employers Are Attempting to Navigate Uncertain Times with Imperfect Guidance and Unknown Risk” which was published November 9.

MVA Financial Services Counsel Matthew Morgan and Financial Restructuring Member Gabe Mathless have produced the Special Situations Client Bulletin: Quick Guide to Credit Document Transfer Provisions for Loan Purchasers to provide a useful, high-level summary of key transfer provision considerations that potential loan purchasers can incorporate into their credit documentation reviews.

Moore & Van Allen (MVA) Financial Services Counsel Ed Ivey’s article, “The Future Dominant Reference Rate of the Loan Market: Will There Be One Rate to Rule Them All?”, was recently published by Thomson Reuter’s Futures & Derivatives Law Report. 

MVA Human Trafficking Pro Bono Project Leader and Financial Regulatory Advice & Response Senior Counsel Sarah Byrne and Financial Services Counsel Ed Ivey’s article titled, “Human Rights-Focused Lending Models Can Curb Trafficking” was published by Law360 on August 6.