Charlotte Litigation Members Neil Bloomfield and Ed O’Keefe will be serving as panelists at the upcoming SIFMA Compliance and Legal Society's Charlotte Regional Seminar on Monday, September 24, 2018. This one day seminar feature presentations by leading securities regulators and industry professionals. Bloomfield will be speaking on the Privacy and Cybersecurity Issues panel alongside Keith Agisim (Moderator, Bank of America), Michael Adams (McGuireWoods), James Powell (LPL Financial LLC), and John Reed Stark (John Reed Stark Consulting, LLC). O’Keefe will be speaking on the Intersection of Banking and Wealth Management panel alongside Julie Hobbs (Moderator, Morgan Stanley), Beth Dorfman (Bank of America Merrill Lynch), Thomas McQuade (Protiviti), Michael Solomon (FINRA), and Donald Sutherland (Wells Fargo & Company).
MemberEd is the former Global General Counsel of Bank of America Corporation. Having also headed or served as a senior executive with Bank of America's compliance, technology, human resources, and operations functions, Ed’s broad ...
MemberNeil regularly represents clients with responses to inquiries by Federal (e.g. CFTC, DOJ, OCC, FRB, SEC, IRS, and various U.S. Attorney's offices), State (e.g. the North Carolina Attorney General and other state Attorneys ...
About MVA White Collar Defense, Investigations, and Regulatory Advice Blog
As government authorities around the world create a constantly evolving regulatory environment, conduct overlapping investigations, and bring parallel proceedings, companies are facing perhaps the most challenging regulatory and criminal enforcement environment. Moore & Van Allen has created this blog to help keep our clients up to date in these fast-moving areas and to serve as a thought leader as regulations and enforcement policy continue to develop. Our blog is a combined effort of Moore & Van Allen’s White Collar Defense and Investigations Team and our Financial Regulatory Advice and Response Team.
MVA White Collar Defense, Investigations, and Regulatory Advice Blog Updates
- CFPB Announces Proposed Plan to Prevent Deluge of Post-Pandemic Foreclosures
- Jim McLoughlin and Neil Bloomfield’s Article Published by Westlaw: 3rd Circuit panel raises the bar on risk disclosures as the trend toward greater disclosure continues
- Nicole Schiavo selected for Wells Fargo Legal Department’s Class of 2021 Charlotte Diversity College
- IBA Advisory