Q: Please tell us about your current role and how you got to where you are today.
A: I am currently counsel in the Novant Health Legal Department, focusing on board governance and corporate matters. I also support our direct-to-employer health group. Prior to this role, I worked in the Legal Department at Wells Fargo in recovery and resolution planning, with a focus on governance mechanisms. My career path has been shaped by doing good work for good leaders. I have benefited from good leaders getting new opportunities, which in turn have created new opportunities ...
Spotlight: Brian SojaSenior Vice President, Associate General Counsel, Regulatory Exams & Inquiries
Q1: Please tell us about your current role and how you got to where you are today.
A1: For the past four and a half years, I worked on the Regulatory Exams and Inquiries (REI) team within the Legal Department of LPL Financial, an independent broker-dealer that provides investment, technology, and compliance support, among other services, to over 21,000 financial advisors across the country, including advisors at approximately 1,100 bank and credit union-based ...
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Please tell us about your current role and how you got to where you are today.
I am currently Senior Vice President, Associate General Counsel, Head of Employment Law for LPL Financial, a leading provider of investment and business solutions for financial advisors across the nation. My team and I partner with human capital and business leaders to protect the Company by ensuring compliance with various federal, state ...