Spotlight: Brian SojaSenior Vice President, Associate General Counsel, Regulatory Exams & Inquiries
Q1: Please tell us about your current role and how you got to where you are today.
A1: For the past four and a half years, I worked on the Regulatory Exams and Inquiries (REI) team within the Legal Department of LPL Financial, an independent broker-dealer that provides investment, technology, and compliance support, among other services, to over 21,000 financial advisors across the country, including advisors at approximately 1,100 bank and credit union-based ...
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Please tell us about your current role and how you got to where you are today.
I am currently Senior Vice President, Associate General Counsel, Head of Employment Law for LPL Financial, a leading provider of investment and business solutions for financial advisors across the nation. My team and I partner with human capital and business leaders to protect the Company by ensuring compliance with various federal, state ...
On January 15, MVA had the opportunity to virtually welcome outstanding first-year law students from across the country as part of the firm’s third annual Diversity Conference. Student attendees were selected through a competitive application process and participated in various networking opportunities, interactive panels, and presentations from MVA attorneys, clients and other leaders in the legal profession during the one-day seminar. We are grateful to have connected with such an inspiring group of future lawyers and we look forward to supporting their continued success.