Jules W. Carter

Jules has assisted in the representation of clients involved in a range of commercial disputes in federal and state courts, including matters involving fraud, unfair and deceptive trade practices, and litigation arising out of commercial contracts and transactions.

Her financial regulatory experience includes helping financial institution clients respond to regulatory enforcement actions and address the supervisory concerns of state and federal banking authorities. However, her experience is not limited to remediation efforts, as she also assists bank holding company clients in their annual recovery and resolution planning efforts. Jules also advises on various legal issues for a range of financial services providers, including globally systemic, regional, and community banks, as well as fintech companies, money services businesses, and brokerage firms.

Representative Experience

• Drafted a Customer Due Diligence, Sanctions Compliance and Export Controls Policy for a commodities exporter as part of its remediation efforts in response to sanctions compliance issues raised by the Department of Justice
• Prepared regulatory submissions for a G-SIFI bank, resolving regulatory matters (Consent Orders and Matters Requiring Attention) with the Federal Reserve, OCC and CFPB
• Prepared board governance playbooks for a bank holding company and each of its Material Entities as part of the holding company’s annual resolution plan submission

Notable

• Chair, Moore & Van Allen’s Black Attorney Resource Group

• Member, Association of Certified Anti-Money Laundering Specialists (ACAMS)

• Leading the MVA Pro Bono Policing Project
• North Carolina Pro Bono Honor Society, 2020

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